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Dependent Adult Abuse (Elder Abuse) for CNAs, HHAs, and MAs

2 Contact Hours
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This peer reviewed course is applicable for the following professions:
Certified Nursing Assistant (CNA), Home Health Aid (HHA), Medical Assistant (MA)
This course will be updated or discontinued on or before Wednesday, December 15, 2027

Nationally Accredited

CEUFast, Inc. is accredited as a provider of nursing continuing professional development by the American Nurses Credentialing Center's Commission on Accreditation. ANCC Provider number #P0274.


Outcomes

≥ 92% of participants will know how to identify and report elder abuse.

Objectives

After this course, the participant will:

  1. Define dependent adult.
  2. Identify cultural beliefs about dependent adults.
  3. Describe types of dependent adult (elder) abuse.
  4. Identify signs of abuse.
  5. Describe actions to take if signs of abuse are suspected.
  6. Identify risk factors of abuse.
CEUFast Inc. and the course planning team for this educational activity do not have any relevant financial relationship(s) to disclose with ineligible companies whose primary business is producing, marketing, selling, re-selling, or distributing healthcare products used by or on patients.

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Dependent Adult Abuse (Elder Abuse) for CNAs, HHAs, and MAs
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To earn a certificate of completion you have one of two options:
  1. Take test and pass with a score of at least 80%
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    (NOTE: Some approval agencies and organizations require you to take a test and the course evaluation is NOT an option.)
Author:    Hallie Turner (MSN, APRN, FNP-BC)

Introduction

Providing proper care and safety for a dependent adult or elderly patient is an important part of working as a certified nurse’s aide (CNA), home health aide (HHA), or medical assistant (MA). Adults or elderly patients who are dependent require special care and attention and sometimes live in an assisted living facility or home setting. These patients are very vulnerable and are sometimes not able to mentally and/or physically communicate well or stand up for themselves. Aides must know the risk of abuse to this population, properly identify signs of abuse, and know what to do if abuse is suspected.

Definition of Dependent Adult

A dependent adult is defined as an adult aged 18-64 who needs the assistance of another human being to perform activities of daily living (ADLs) due to physical or mental limitations (Hucteau et al., 2021). A dependent elderly patient meets the same criteria but is 65 years or older. For this course, the term' dependent adult' will include both age groups.

It is expected that by 2030, individuals aged 60 or older will reach 1.4 billion globally, and by 2050, this number is expected to increase to 2.1 billion. The population of older adults is growing disproportionately, raising significant challenges for caregivers (Zhang & Zhang, 2025). Although caregivers can be family members, friends, or neighbors, the biggest number of caregivers for adults 60 years and older are certified aides. Certified aides are frontline healthcare professionals providing direct patient care and assisting in ADLs. As the population continues to age, more dependent adults will need care and be vulnerable to abuse.

Definition of Dependent Adult Abuse (Elder Abuse)

The World Health Organization (2024) defines dependent adult abuse as a single or repeated action that results in harm or distress to the older person. This can also mean a lack of needed action results in harm or distress to the older person. This occurs in any relationship where there is an expectation of trust. For example, in nursing homes and long-term care facilities, patients expect to be able to trust the caregivers working there and depend on them for care. Unfortunately, rates of abuse tend to be higher in institutions and have increased since the COVID-19 pandemic. Many dependent adults are subjected to more than one type of abuse (U.S. Department of Justice, n.d.a). For the purposes of this course, the terms dependent adult abuse and elder abuse will be used interchangeably.

Limitations of Dependent Adults

Dependent adults may suffer from physical or mental disabilities or illnesses, or both. Some common chronic illnesses affecting dependent adults include severe chronic back or joint pain from osteoarthritis, autoimmune conditions such as rheumatoid arthritis, and neurodegenerative diseases such as Alzheimer’s, dementia, Parkinson’s, multiple sclerosis (MS), or amyotrophic lateral sclerosis (ALS), which is often referred to as Lou Gerig’s disease (Culberson et al, 2023).

Neurodegenerative diseases are a group of disorders that gradually damage the nervous system (brain and spinal cord). Dependent adults suffering from neurodegenerative diseases are at a higher risk of abuse because of a much higher level of dependence, greater workload on the caregiver, and their limited ability to communicate. It is important for certified aides to be aware of the patient’s level of disability and understand the workload expectations. They also need to make sure that an adequate report is provided prior to a home visit or the commencement of an assignment in a long-term care unit. Being fully prepared can help reduce stress associated with caring for these patients (Culberson et al, 2023; Nemati-Vakilabad et al., 2023).

Brief Overview of Diseases

Certified aides should have a strong understanding of common neurodegenerative diseases that they may run into when caring for dependent adults. Familiarity with the symptom presentation prepares aides for the care that will be provided and makes sure that expectations are clear. Preparation and clear expectations can help reduce caregiver stress and burnout and decrease the risk of elder abuse. Additional prevention strategies will be provided later in the course.

  • Dementia: Dementia is an umbrella term that describes a collection of symptoms associated with various brain disorders. It is not a normal part of the aging process. The symptoms involve a severe decline in mental ability that significantly impacts daily life. Patients with dementia experience memory loss, impaired judgement, disorientation, difficulty with language, and changes in personality and behavior (irritability, anxiety, depression, apathy) (Reuben et al., 2024).
  • Alzheimer's Disease: Alzheimer's disease is the most common type of dementia. It is a progressive disease, meaning it will continue to worsen over time. If a patient lives long enough with Alzheimer's, they will forget how to function entirely, losing their ability to eat, speak, and move functionally (Kumar et al., 2024).
  • Multiple Sclerosis (MS): MS is a slowly progressing chronic autoimmune disease that involves the destruction of the brain and spinal cord (nervous system). Symptoms can range from mild to severe. Common symptoms include fatigue, dizziness, clumsiness, urinary incontinence, loss of balance and coordination, reduced vision, cognitive decline (difficulty with memory, thinking, concentration, learning, and judgment), mood changes, muscle stiffness, weakness, numbness, and tremors. Symptoms can vary from one day to the next. It is common for patients to have “good” days and “bad” days. Knowing this can help aides come prepared, ready to adjust their care plan as needed (Tafti et al., 2024).
  • Parkinson’s Disease: Parkinson’s disease is considered very common overall, affecting at least 1% of people over the age of 60 worldwide. Parkinson’s disease causes a part of the brain to deteriorate, causing a wide variety of symptoms. When most people think of this condition, they typically associate it with the loss of muscle control and movement disorders (Zafar & Yaddanapudi, 2023).
    • Patients most commonly experience slowed movements, unstable walking, rigidity or stiffness, tremor, trouble swallowing, drooling, and a soft speaking voice. Other symptoms can include changes in blood pressure, urinary incontinence, constipation, depression, loss of smell, restless leg syndrome, and other sleep problems, and Parkinsons-related dementia. Patients with Parkinson’s can also have fluctuating symptoms and present differently from one day to the next (Zafar & Yaddanapudi, 2023).
  • Amyotrophic Lateral Sclerosis (ALS): ALS is a condition that impacts the nerve cells of the brain and spinal cord. Ultimately, this disease affects a person’s muscle control, causing progressive weakness. Symptoms include weakness, muscle cramps, twitching, stiff muscles, difficulty speaking and swallowing, drooling, unintentional emotional expressions (such as laughing or crying), and fatigue. Symptoms are typically consistent and progress slowly over time (Brotman et al, 2024).

Case Study

Casey’s mother, Donna, is 63 years old and lives alone at home. Casey worries about her mother because of her poor health and dependence on others to assist her in her activities of daily living (ADLs). Donna developed early-onset Alzheimer’s and has trouble with basic tasks like getting dressed, feeding herself, and maintaining her hygiene. Donna doesn’t show any signs of behavioral changes and is generally described as “pleasantly confused”. Casey lives about four hours away from her mother and is only able to make visits every other weekend. Casey hired an agency about one year ago to provide services for her mother seven days a week. The agency sends out home health aides to assist Donna with her ADLs.

Cultural Beliefs

Dependent adults in varying cultural groups are impacted by abuse in different ways.

Indigenous Dependent Adults

The National Elder Mistreatment Study (NEMS) showed that dependent adults in the tribal communities and Alaskan indigenous groups reported an abuse rate of 33%. That is almost twice as many as for Caucasian people (Crowder et al, 2020). An indigenous dependent adult may not report abuse out of shame, feeling at risk, fear of retaliation, and concerns about getting family members into trouble (Crowder et al, 2019).

Black Dependent Adults

Black dependent adults have high rates of poverty, disability, and living alone. Many live in poor urban areas with poor social services and high crime rates. Some black-dependent adults tend to distrust government agencies, resulting in a reluctance to report abuse. Sometimes there is even a willingness to put up with an abusive home rather than risk being sent to a nursing home (Steinman et al, 2023).

Latinx Dependent Adults

Latinx refers to individuals of Latin American cultural or ethnic origin residing in the United States. It includes individuals of Cuban, Mexican, Puerto Rican, South American, Central American, or other Hispanic origins. Latinx is the biggest ethnic minority. One study involving low-income Latino immigrants found that about 40% experienced at least one type of abuse, and 21% experienced multiple types of abuse (Wei & Balser, 2024).

Latinx culture places a strong emphasis on the importance of family. Often, the needs of the family are more important than the needs of individual members. Isolation and exclusion from family activities is the worst type of abuse. Blocks to reporting abuse include language, fear of retaliation, and a need to defend family members even if they are the abusers (Hincapié et al., 2021).

Chinese Dependent Adults

Studies show that dependent adult abuse is widespread within the Chinese community. Emotional and psychological abuse has the greatest impact. The abuse often happens in the form of silent treatment, where the dependent adult member is ignored, resulting in humiliation. Studies show that a tightly knit family helps fight dependent abuse (Chao et al, 2020; Li et al., 2019).

Lesbian, Gay, Bisexual, and Transgender (LGBTQ+) Dependent Adults

About 68% of LGBTQ+ dependent adults have been subjected to verbal harassment. Around 43% have been threatened with violence. Studies show that LGBTQ+ dependent adults may go to great lengths to hide their sexual orientation. This action prevents them from seeking help (Marchbank et al, 2024; Olsen & Wayland, 2021).

Many find themselves in situations where the abuser will use the threat to 'out' the dependent LGBTQ+  adult to control the abusive situation. 52% of LGBTQ+ dependent adults worried that they would have to hide their identity if they had to be in long-term residential care. 67% stated they were concerned about neglect, and 60% had concerns about verbal and physical abuse (Marchbank et al, 2024; Olsen & Wayland, 2021).

Ageism

Ageism refers to the stereotyping, prejudice, or discriminatory beliefs that are held against individuals based on their age (Pillemer et al., 2021). For example, some people may believe that because a person is of older age, they are automatically weak, dependent, cranky, contrary, and resistant to change. Ageism can put dependent adults in a less favorable light and increase their risk of abuse (Allen et al., 2022).

Studies show that healthcare workers are not immune to ageism and can have bias against older adults while on the job. Healthcare workers who are more likely to exhibit ageism tend to be younger, less educated, and lack work experience, especially in the care of geriatric (elderly) patients. Healthcare workers who show less empathy and exhibit more anxiety in general are more likely to contribute to the presence of ageism as well. These attitudes lower the quality of patient care and increase the risk of death. Dependent adults with less education have been found to be at higher risk for developing negative health outcomes because of ageism (Fernández-Puerta et al., 2024).

Case Study

Donna has a couple of home health aides who rotate through the week to manage her care. One of the aides, Sydney, works there Monday through Friday for eight-hour shifts. Sydney has noticed Donna’s younger brother, Ed, has been coming around more frequently in the past couple of weeks. Ed has never had a close relationship with Donna, so Sydney found this behavior odd. One day, Ed made a comment to Sydney that Donna is too senile to deserve some of the nice things she has. Sydney got the impression Ed doesn’t respect his sister.

Dependent Adult Abuse

According to Jandu et al. (2024), there are six forms of abuse a dependent adult may experience, including physical, sexual, psychological, financial exploitation, abandonment, and neglect. Neglect can be further divided into physical and spiritual.

Physical Abuse

Physical abuse is a physical act that may result in acute or chronic bodily injury, physical pain, distress, or death. This form of abuse includes but is not limited to hitting, pushing, shaking, slapping, kicking, pinching, and burning (Jandu et al, 2024). Physical abuse also includes inappropriately restraining a dependent adult with drugs or physical restraints (Atee et al., 2024). Physical abuse often starts with smaller, less harmful acts that slowly increase in frequency and severity over time (National Institute on Aging, n.d.).

As an aide, it is important to regularly monitor for signs of physical abuse.  You must accurately document your concern about abuse.  You must also report your concerns promptly to your supervisor. According to the United States Department of Justice (2023), possible signs of physical abuse include:

  • Bruises, black eyes, lacerations, restraint/ rope marks
  • Broken bones and fractures, or skull fractures
  • Sprains, dislocations, or internal injuries/bleeding
  • Open wounds, cuts, punctures, or untreated injuries in various stages of healing
  • A dependent adult's report of being hit, slapped, kicked, or mistreated
  • A dependent adult's change in action
  • The caregiver's refusal to allow visitors to see the dependent adult alone

There are also distinct injuries sustained by dependent adults who experience abuse vs accidental falls. According to Rosen et al. (2020), these differences can include:

  • Physical abuse is more likely to cause bruising than an accidental fall.
  • Physical abuse victims have more injuries on the face, mouth, and neck compared to those who experience accidental falls.
  • Accidental falls result more often in leg fractures.

Sexual Abuse

Sexual abuse is any sexual act performed with a dependent adult who does not agree to the sex or who is not able to agree to sexual acts. This abuse can include unwanted touching, rape, sodomy, coerced nudity, or sexually explicit photography (Jandu et al., 2024). Although the dependent adult population can be capable of sexual activity, everyone involved must agree upon the sexual acts. According to the United States Department of Justice (2023), signs of sexual abuse may include:

  • Bruises in various stages around the breasts or genital area
  • Unexplained vaginal or anal bleeding
  • Unexplained genital infections or venereal disease
  • Torn, stained, or bloody underwear
  • Difficulty in walking, standing, or sitting
  • Changes in the person's normal action, including withdrawal, isolation, or attempted suicide
  • Panic attacks
  • A dependent adult reports being sexually raped or assaulted

Healthcare workers, including aides, must take great care when approaching this sensitive subject. If sexual abuse is suspected, the aide must document the findings and report the suspected abuse to an immediate supervisor as soon as possible.

Emotional or Psychological Abuse

Emotional or psychological abuse can include a lot of tactics.  These include, but are not limited to, harassment, verbal assaults, threats of harm or restraint, intimidation, humiliation, and treating a dependent adult as if they were an infant. Intentionally isolating a dependent adult from others is also considered emotional abuse. Psychological abuse can have harmful effects, resulting in severe distress, depression, and worsening of physical disease processes (Jandu et al., 2024).

Healthcare workers may mistake arguments or disagreements between a dependent adult and a caregiver or family member as innocent, but they could be signs of a more significant problem. According to the United States Department of Justice (2023), signs of emotional or psychological abuse may include:

  • Being withdrawn and non-communicative or non-responsive
  • Being emotionally agitated
  • Unusual behavior like sucking, biting, or rocking
  • A dependent adult's report of being verbally or emotionally mistreated

Psychological or emotional abuse may leave a dependent adult with feelings of shame and a low sense of self-worth. It may cause them to doubt their own abilities. It can lead to physical decline and higher death rates (Jandu et al., 2024).

Neglect

Neglect is the failure of a caregiver to fulfill their obligations to a dependent adult. This may present in the form of physical neglect, where the dependent adult is not given nutrition, water, personal care, or appropriate clothing. It can also present in the form of spiritual neglect. Spiritual neglect is when a caregiver prevents a dependent adult from engaging in their spiritual activities, customs, or traditions. Mocking or making fun of a dependent adult’s spiritual beliefs can be a form of neglect and a means to gain control (Jandu et al, 2024).

Neglect may be intentional or unintentional. Neglect can come from ignorance and a lack of awareness of the dependent adult's needs. In some cases, the caregiver is elderly and frail and unable to perform the required tasks (Jandu et al., 2024). As a certified aide, it is the responsibility of both the individual and the agency or institution to ensure that all obligations to a patient are met during the time of service.

According to the United States Department of Justice (n.d.c), signs of neglect may include:

  • Dehydration, malnutrition, untreated bedsores, or poor personal hygiene
  • Unattended or untreated health problems
  • Over-medicated, confused, or lethargic
  • Withdrawn, refusing to interact, depressed
  • A dangerous or unsafe living place that has bad wiring, no heat, or running water
  • An unclean living place that has dirt, fleas, lice, soiled bedding, foul odor, or presence of feces or urine
  • A dependent adult's report of being mistreated

Self-Neglect

Self-neglect is defined as behavior older adults inflict on themselves that threatens their own health and safety. The adult may be unable to provide better care for himself or act in ways that negatively impact his health and safety. There are several risk factors that relate to self-neglect, including living alone, low monthly income, or cognitive impairment, particularly dementia (Zhang & Zhang, 2025).

Self-neglect may be intentional or unintentional. Self-neglect typically occurs after the development of a physical or mental illness. This is a red flag that often prompts responses from family members and medical providers. However, if the older adult is severely isolated, self-neglect may go unnoticed for a considerable amount of time (Zhang & Zhang, 2025).

Patients who exhibit self-neglect may be suffering from depression, dementia, or other neurodegenerative diseases, and chronic pain or physical disabilities that impact their daily function. These conditions might make it too challenging to participate in daily hygiene practices, get dressed, prepare food, clean and organize the home, or maintain a safe household (Zhang & Zhang, 2025). If self-neglect is noticed by family members or a medical provider, actions can be taken to assist the adult in ADLs. Sometimes social workers, psychologists, and home health agencies can get involved in the patient’s care. At other times, the dependent adult may need to receive assistance in a long-term care facility.

Even when the dependent adult receives assistance from a home health agency or long-term care facility, they may still refuse care or assistance with ADLs (Zhang & Zhang, 2025). This can be particularly challenging for certified aides to handle. It is the responsibility of the certified aide to document the refusal of services. If the dependent adult continues to refuse services, it should be reported to a supervisor.

Imagine This Scenario:
You are caring for a home-based patient who lives alone and suffers from dementia and depression. The patient is tired, confused, and in despair. You and another aide rotate through the week, caring for this patient. As the patient’s condition has worsened, you notice his living environment is increasingly dirty and disorganized. Recently, he has also been refusing showers and peri care. At first, he refused care sporadically, but now he refuses more consistently.
  • What would you do?
  • What is this patient at risk for?
  • What are you at risk for as the aide caring for this patient?

As the aide, it is important to document the refusal of care and report it to an immediate supervisor and (if available) the patient’s health care proxy. If the refusal of care is not documented or reported, the aide could be blamed for physical neglect. The patient is at risk for skin and urinary infections that could lead to a more serious health decline. Additionally, the patient’s depression could worsen, impacting his dementia symptoms as well.

The best-case scenario for a patient like this would be to receive additional support through social services and psychiatric care. The patient’s primary care provider would need to be aware of the patient’s status to effectively advocate for and initiate these services.

Abandonment

Abandonment is when someone responsible for a dependent adult leaves them. Abandoned dependent adults may be confused, unable to call for help, and left without money. According to the U.S. Department of Justice (2023), signs of abandonment may include:

  • The dependent adult has been deserted at a hospital, a nursing facility, or other institutions
  • The dependent adult has been left at a shopping center or other public location
  • A dependent adult reports being abandoned

An example of abandonment by a certified aide would be if the aide left their shift early without informing anyone, thereby leaving the patient alone. Abandonment of this nature could be detrimental for patients who require 24/7 care.

It is important that aides sympathize with dependent adults who have experienced abandonment in the past. This form of abuse can cause fear, distress, and panic. This sudden change in their lives can make health problems worse. A dependent adult who has experienced abandonment may be a victim of other types of abuse.

Financial Abuse or Exploitation

Financial abuse is a common form of abuse that tends to be under-reported and under-prosecuted. Financial abuse is stealing, misusing, or hiding a dependent adult's money or property (U.S. Department of Justice, n.d.b). Examples of financial abuse include forging a check or signature on a financial document, stealing cash or valuables, or deceiving the dependent adult to sign contracts or legal documents without their consent (U.S. Department of Justice, n.d.b).

Many dependent adults live off retirement funds, Social Security, or personal savings. Financial responsibility is sometimes given to those who care for the dependent adult. This lack of control puts the dependent adult at risk for abuse and mismanagement of funds. According to the U.S. Department of Justice (n.d.b), signs of financial abuse may include:

  • Sudden, unexplained movement of money or property to a family member or someone outside the family
  • Unexplained loss of funds or valuable belongings
  • Unauthorized cash is taken out of the dependent adult's funds using the dependent adult's ATM card
  • Sudden changes in a bank account or normal bank activity, including an unexplained large amount of money taken out by a person with the dependent adult
  • A dependent adult's report of financial abuse
  • Poor care is being provided, or bills are unpaid despite the availability of good financial resources
  • Forged signatures
  • Names added on a dependent adult's bank signature card
  • Sudden changes in a will, property, or financial documents
  • Relatives who have not been involved claim control of the dependent adult's decisions and belongings
  • Getting care that is not needed

Case Study

One afternoon during a visit from Ed, Sydney overheard him talking to Donna about signing some paperwork. At this point in Donna’s disease, her ability to read was severely limited. Sydney approached Ed and explained that Donna couldn’t read anymore, and she would read the documents for her. Ed became defensive and explained he had already told Donna what the paperwork was about, and he just needed her signature. Sydney held her ground and calmly explained that anything that needs to be signed by Donna must go through Casey first because Casey is the appointed health care proxy. Sydney went on to explain that Donna is deemed incompetent by the courts, and her signature would not legally hold up. Sydney didn’t know for sure if this was true, but she wanted to buy some time and stop Ed from proceeding. Ed stopped pressing the matter and left shortly after. After Ed left, Sydney contacted Casey and her agency supervisor to receive further instruction and guidance.

Other Factors that Contribute to Abuse

The more medical conditions and dependence a patient has on the caregiver, the higher the risk for abuse against adults (National Institute on Aging, n.d.). When a dependent adult requires a lot of assistance with mobility, feeding, or toileting, the intensity of the care increases for both the caregiver and the patient (Nemati-Vakilabad et al., 2023). As mentioned before, patients suffering from dementia or other neurodegenerative diseases like multiple sclerosis or Lou Gehrig’s disease are particularly challenging for caregivers.

Caregivers may or may not be aware of the abuse they are inflicting. Most often, the abuse begins because the caregiver is highly stressed and has trouble keeping up with the demands of care. Other times, caregivers struggle with their own health conditions, including mental illness (National Institute on Aging, n.d.).

Caregiver Stress Theory

There are several theories that have been developed or applied to explain why caregivers inflict elder abuse. Caregiver stress theory suggests that caregivers are more likely to cause abuse when the caregiving work is considered highly stressful. The stress could be due to the caregiver lacking proper training or experience with the elderly population, lacking coping skills, or the environment in which the care takes place is challenging (Fundinho et al, 2021).

Social isolation and financial stress are risk factors that contribute to both caregivers and victims. For example, imagine a caregiver who works for a dependent adult five days out of the week for eight-hour days. The patient rarely, if ever, has visitors and lives in substandard conditions due to financial strain. The home is messy and is a challenging space to work in. Not only is the patient isolated, but the caregiver is as well. The environment also adds a layer of difficulty to a job that is already hard. These stressors put the caregiver at increased risk of caregiver burnout and make the patient more vulnerable to abuse. A dependent adult in this situation is less likely to talk to a family member or other trusted adult because often times patients in these situations (limited finances and isolation) don’t see any other alternative. If using the caregiver stress theory in this situation, it could be thought that if the isolation ended and the environmental challenges improved, the abuse would likely lessen or stop. This theory is controversial, however, because it risks victim blaming or reducing the abuser’s accountability (Fundinho et al, 2021).

Social Exchange Theory

Another theory that can be applied to understand or predict elder abuse is the social exchange theory. This theory recognizes that abuse often occurs in unbalanced relationships. For example, the dependent adult has very little, if any, material or non-material resources to trade to the caregiver. The caregiver, on the other hand, is constantly providing care to the patient. Of course, for certified aides working through an agency or facility, one resource they receive for their caregiving is payment through their employer. However, even in this situation, aides may feel that their financial compensation is not enough for the amount of work they do. In turn, caregivers may try to “balance” the give and take through means of financial exploitation, neglect, or even physical harm (Fundinho et al, 2021).

Bidirectional Theory

A third theory that is used to explain elder abuse is the bidirectional theory. Bidirectional theory explains that sometimes it can be challenging to determine who the abuser or victim is when abuse occurs, due to both the patient and caregiver being aggressive to one another. This often occurs when everyone comes from environments that use violence during stressful times (Fundinho et al, 2021).

Although there are certainly cases where the dependent adult may come from a violent background and inflict abuse, usually in the form of verbal abuse, most dependent adults are at the mercy of their disease. For example, many dementia patients experience behavioral symptoms associated with their disease, such as agitation and aggression. A dementia patient may push or shove a caregiver, resulting in that caregiver forcibly and inappropriately restraining the patient. Although the patient does not know what he is doing, a caregiver who lacks coping skills, understanding of the disease, and is emotionally dysregulated may perceive the behavior as a personal attack or intentional physical abuse and respond with abuse. If the behavior of the patient is not reported to the family or medical provider, the behavior will most likely continue due to a lack of treatment (Pinyopornpanish et al, 2022). This is just one example of how abuse becomes a cycle.

Psychopathology of the Caregiver Theory

This theory states that a caregiver suffering from some form of mental illness is unable or not equipped to provide care and, in some instances, may be more likely to engage in violence. Substance abuse and depression are the more common mental health issues linked to abuse, but there are several others. This theory predicts that if a caregiver has a mental illness, the risk of committing elder abuse increases (Fundinho et al, 2021).

Institutional Abuse

Institutional abuse is abuse that occurs at a facility or organization that provides care for dependent adults. Examples include skilled nursing and rehabilitation facilities, assisted-living facilities, and group homes or community living centers. The risk of abuse increases when the resident of the facility is female, older than 74 years old, and has physical disabilities or cognitive diseases (Bassett, 2021).

A common method of abuse in institutional settings involves the misuse of physical restraints. Caregivers may place restraints on a resident without a physician's order or keep the restraints in place longer than ordered. It is important to note that the misuse of physical restraints may be intentional or unintentional. Intent does not matter; ignorance cannot be used to justify the misuse of restraints. Therefore, it is important to be familiar with proper use (Atee et al, 2024).

Neglect is another common form of abuse, often resulting in painful bed sores, unnecessary falls, and malnutrition or dehydration. Facilities that suffer from staffing shortages and higher patient-to-staff ratios tend to be at a higher risk of inflicting abuse. This was seen during and after the COVID-19 pandemic when institutions faced drastic reductions in staffing and widespread acute illness amongst residents. The reduced staffing, minimal oversight, increased illness, and widely implemented visitor bans increased the risk of abuse on residents (Benbow et al., 2022).

Institutional abusers tend to be young males with little education or caregiving experience, especially with the elderly population. They often report emotional exhaustion and job burnout as reasons for inflicting the abuse (Bassett, 2021).

Imagine This Scenario:
A young male CNA, Isaiah, is working in a skilled nursing facility (SNF). This is his first job as a CNA. It is post-pandemic, and the SNF struggles to keep good staffing numbers. Isaiah is often assigned the entire A hallway where the patients require Hoyer lifts and full assists. Hallway A is a very demanding assignment, but the charge nurse assigns Isaiah to it because he is the only male aide and is perceived to be physically strong. There is limited teamwork from other disciplines, such as physical therapy. The registered nurse always rounds on that hallway last because it takes the longest amount of time. Isaiah quickly becomes tired and frustrated halfway through the day. He considers leaving the last two patients in bed all day because he doesn’t have the energy to get them up. He also just remembers Miss Smith didn’t receive a morning shower or a change of clothing. She has probably been soiled for hours, but at this point, he doesn’t care.
  • What would you do if you were Isaiah? 
  • What could Isaiah do differently? 
  • How could honest communication help in this situation?

It is important to stand up for yourself and your patients. If a patient assignment is not realistic, you must speak up and report your concerns to your supervisor. In this scenario, it would help if the other healthcare workers assisted Isaiah and worked together as a team to tackle this hallway. Perhaps leadership is unaware of the situation in this hallway and needs to consider different room assignments to alleviate some of the burden. Liu et al. (2022) found that using interprofessional disciplines matters, especially when there are breakdowns from the usual support systems. Patients and caregivers benefit the most when the caregiver team is well-rounded and involves multiple disciplines. For many patients, this could include the provider, nurse, nurse’s aide, social worker, chaplain, and physical therapists.

Another issue observed in facilities is resident-to-resident aggression. This is when one resident perpetrates violence, sexual assault, verbal abuse, humiliation, or isolation against another resident. About 20% of nursing home residents have experienced this type of abuse. It is important that aides in the facility recognize this behavior as unacceptable. They must intervene before serious injury or distress occurs (Pillemer et al., 2024). Institutions benefit from training their staff in how to properly handle these types of situations to avoid escalation and implement prevention measures.

Impact of Abuse on Victims and Families

Abuse of a dependent adult has harmful physical, psychological, social, and spiritual effects that extend far beyond the individual. Certified aides must understand the short- and long-term consequences of abuse in order to recognize suffering, respond compassionately, and connect victims and families with appropriate resources.

Physical and Psychological Consequences

Abuse contributes to both immediate and lasting health decline. Victims often experience pain, injury, malnutrition, and sleep disruption, which can lead to increased hospitalizations and early death. Victims may also suffer from depression, anxiety, and post-traumatic stress disorder (PTSD because of the abuse (Pillemer et al., 2024).

Abuse also increases functional decline.  This can cause reduced mobility, independence, and overall quality of life. Victims can become fearful, withdrawn, and for some, the chronic stress and isolation contribute to worsening dementia (Li et al., 2020).

Family and Caregiver Impact

The effects of abuse often impact more than just the immediate victim. Non-abusive family members can experience guilt, shame, anger, or denial when the abuser is another relative. Families might have to go through legal investigations, financial strain, and loss of trust. Caregivers who discover abuse often report emotional exhaustion and trauma similar to that seen in professional healthcare staff repeatedly exposed to distressing events (Berkowsky, 2020).

Imagine This Scenario:
You are an HHA who has been working privately for a family for almost five years. You are very fond of the patient you care for and know the family very well. You’re aware of the complicated family dynamics and dysfunction, but it has never directly impacted you or your patient.

Recently, a family member passed away, and the property and valuables left behind were willed to certain relatives. This has caused heated arguments and increased dysfunction in the household. One day, while you’re in the kitchen preparing lunch for your patient, Jim, you hear commotion in the other room. You run in to find Jim on the floor and his brother angrily standing over him. Immediately, the brother’s expression changes; he is clearly caught off guard by your presence. A little while later, he approaches you and begs you not to say anything about what happened. He explains he is really stressed about his own financial issues and disappointed he didn’t receive a greater cut from the Will. He says he simply lost his patience and didn’t mean to push Jim down.

You know the other family members are very close, and if they heard what happened, they would probably be in denial and get angry. You’re afraid reporting on this incident could cause more harm than good, and you don’t want to put your job at risk. You also feel bad for Jim’s brother and think maybe this was a one-time incident.
  • What would you do in this situation?

Cultural Implications

As discussed earlier, cultural norms can also shape how abuse is perceived and whether it is reported. For example, in Asian cultures, a victim of abuse may stay silent to avoid bringing shame to the family or to preserve the family’s honor (Li et al., 2020). Certified aides can help by supporting each patient and their family and approaching each situation with cultural humility. It is important to recognize spiritual and cultural needs as part of holistic care to enhance healing and dignity.

Protective Factors and Best Practices

While dependent adult abuse is a serious public health issue, many protective factors and best practices can reduce the risk and promote safe, respectful care environments. These strategies focus on strengthening relationships, improving workplace systems, and empowering both caregivers and dependent adults. Certified aides play a vital role in creating these protective conditions.

Supportive Family and Social Involvement

Supportive families are one of the strongest defenses against abuse. When family members maintain frequent contact with their loved ones through phone calls, visits, or even virtual check-ins, they can detect early warning signs of neglect or mistreatment. Studies show that social connectedness and family engagement reduce the risk of abuse.  This improves psychological well-being (Atkinson & Roberto, 2024).

Encouraging families to participate in care planning helps to clarify expectations. Family participation also increases transparency. When aides communicate regularly with family members about a patient’s needs and progress, trust grows between all parties (Atkinson & Roberto, 2024).

Supervision, Audits, and Accountability

Strong supervision and accountability systems are needed for precautions in both home and facility settings. Regular performance reviews, supervisory check-ins, and incident reviews make sure that caregivers stick to professional standards. It is important that certified aides view supervisory visits and audits as beneficial to both the patient and their own professional development. Sometimes it takes a fresh set of eyes to see when something is off. When oversight is consistent, small issues can be corrected before they worsen into abuse (Atkinson &Roberto, 2024).

Adequate Staffing and Ongoing Training

Understaffing, fatigue, and burnout are well-documented things that contribute to abuse and neglect. Facilities that keep adequate staffing ratios and provide scheduled breaks reduce stress and improve the quality of care (Atkinson & Roberto, 2024).

Person-Centered Care Models

Person-centered care focuses on respecting the individuality, independence, and preferences of each dependent adult. As mentioned earlier, this can be shown by encouraging the patient to choose their own meals, clothes, and activities. In doing so, the patient may experience improved emotional well-being and reduced behavioral symptoms.  Decreasing these types of behaviors may also decrease caregiver frustration (van Loon et al., 2023). Successful home health agencies or institutions often stress person-centered care models in their orientation and training programs.

Open Communication and Interdisciplinary Collaboration

Open communication between staff, patients, and families is key to safety. When aides share observations with nurses, social workers, and supervisors, potential concerns are addressed quickly. The network of protection that can be created through interdisciplinary teamwork is typically not achievable with just one person. Certified aides often come in contact with the patient the most and are the first to recognize red flags.

Legal and Ethical Responsibilities

Certified aides play a key role in identifying and reporting suspected abuse or neglect. Understanding the legal and ethical responsibilities associated with this duty ensures that dependent adults remain safe while their rights and confidentiality are protected.

Reporting Abuse

Healthcare professionals who provide direct patient care are considered mandated reporters under state and federal law. Mandated reporters are legally required to report suspected abuse and neglect of a dependent adult. It is important to report suspected abuse immediately rather than wait until it is confirmed. Some states offer a 24/7 hotline service that allows professionals to make reports easily and securely. Sometimes reports are made in good faith but turn out to be incorrect. There is no punishment for filing a report in good faith, which turns out to be inaccurate, as these reports are protected from civil or criminal liability (Administration for Community Living, 2020). However, failure to report can result in penalties that vary from state to state. Penalties may include fines, loss of certification, or criminal charges. When in doubt, always consult with your supervisor and follow your agency or facility guidelines.

HIPAA and Disclosures

Confidentiality and privacy are fundamental ethical principles in healthcare. However, the Health Insurance Portability and Accountability Act (HIPAA) allows healthcare workers to release protected health information to law enforcement, Adult Protective Services, or public health authorities. But only when there is a reasonable belief that abuse, neglect, or domestic violence has occurred. The U.S. Department of Health and Human Services (2022) clarifies that healthcare workers should follow the “minimum necessary rule”. This means reporting only on the information that is relevant to address the concern of abuse.

Adult Protective Services (APS) is a social services program that serves dependent adults who need assistance because of abuse, neglect, or self-neglect. This program is offered by state and local governments and can be found throughout the United States. APS receives and responds to reports of adult mistreatment and works with patients and a variety of professionals to improve patient safety and independence. Reports can be made to APS in person, over the phone, or online. All reports are confidential. If APS determines a report warrants an investigation and discovers there is an emergency, action will occur within 24 hours (Administration for Community Living, 2020).

There are many other public and private organizations that are involved in the protection of dependent adults at risk for abuse and neglect. Keep in mind that the power of each agency changes by state.

How to Report Abuse

Home-Based Setting

If you are an HHA, it is important that you know what steps to take in the case you suspect abuse of your adult patient. If you suspect abuse or neglect, you will need to contact your agency or supervisor directly and follow the protocols in place by that agency. Protocols can vary by state, so it is important to know how to locate them within your agency. Most supervisors will assist the HHA throughout the process to ensure everything is done correctly (Centers for Medicare & Medicaid Services, 2024).

Secondly, APS in the patient’s state will need to be contacted, and a report will need to be filed. Depending on the state in which the report is being filed, there can be strict deadline requirements. It is important to act swiftly and report in a timely manner.

Lastly, if there is an imminent threat or active or suspected crime, law enforcement will need to be contacted. It is appropriate to share patient information with law enforcement in this instance, as HIPAA permits these disclosures. (U.S. Department of Health & Human Services, 2022).

Skilled Nursing Facility Setting

If you are a CNA working in a skilled nursing facility, there are slightly different steps to follow in the case you suspect a resident is being abused or neglected. It is the responsibility of the CNA to be familiar with the policies of the facility. Any federally funded long-term care facility requires CNAs to report to law enforcement and the State Survey Agency if a crime of abuse or neglect is suspected. If serious bodily injury is suspected, the CNA must make the report within two hours. If no serious bodily injury is suspected, then the CNA needs to make the report within 24 hours. Facilities are not permitted to retaliate against staff who file a report. Staff are protected under the Elder Justice Act (Centers for Medicare & Medicaid Services, 2025; Social Security Administration, n.d.).

Assisted-Living Facility Setting

Reporting abuse in an assisted-living facility is slightly different compared to a skilled nursing facility. The rules of assisted-living facilities are state-driven and do not have a federal reporting standard in place, the way skilled nursing facilities do. States set their own reporting and investigation standards. It is important to be aware of the assisted-living facilities' policies and procedures. The first step in reporting abuse in an assisted-living facility would be to address the facility administrator or nurse supervisor per their policy and follow an internal incident process. The Long-Term Care Ombudsman (LTCO) can be a helpful resource for residents who need help. LTCO will investigate and resolve complaints as well as protect residents’ rights. In many cases, staff will also notify the Ombudsman if abuse is suspected (Administration for Community Living, 2024; Social Security Administration, n.d.).

Case Study

Sydney was applauded by both Casey and her agency’s supervisor for doing the right thing. Sydney, her supervisor, and Casey arranged a conference call shortly after Ed left the house. It was agreed that his actions were financially abusive and could not be tolerated. During the conference call, Adult Protective Services was contacted to report the incident. Sydney understands that when in doubt, always contact the agency supervisor and refer to agency policies and procedures. She also understands she is a mandated reporter and must report suspicions of abuse.

Prevention and Intervention Strategies

Preventing dependent adult abuse requires early recognition, effective communication, stress management among caregivers, resident empowerment, and ongoing education and training. CNAs, HHAs, and MAs are essential to the prevention efforts because they spend the most time providing direct, hands-on care. Early intervention can prevent minor concerns from escalating into abuse or neglect.

Early Recognition

Early recognition is one of the most effective prevention strategies. Abuse often begins subtly and slowly worsens over time. Recognizing changes in behavior, mood, or the home environment allows for early reporting and protection. According to Wong & Yan (2024), one of the most effective ways to prevent elder abuse is by implementing standardized educational programs for frontline healthcare workers within home health agencies and institutions. Studies have shown that when elder abuse guidelines are taught, caregivers show an improvement in knowledge and ability to identify abuse. In one pilot training study, healthcare workers attended a one-day course that utilized theory, small groups, and role-play to teach about elder abuse. The participants expressed improved knowledge and preparedness (Simmons et al, 2022). When staff are taught to recognize physical and behavioral warning signs, detection rates of elder abuse improve.

Imagine This Scenario:
You are an HHA working for a 78-year-old woman with dementia who lives alone. You have been working for her for over one year and assist her on Saturdays and Sundays with ADLs. During the rest of the week, she has a different agency providing services. You know that there is high turnover within this other agency, and the aides that care for this woman are always changing. Over the course of several weeks, you notice your patient becoming increasingly jumpy and flinching when you make abrupt movements. Although your patient doesn’t always make sense when she speaks, she is often chatty and likes to reminisce about her childhood. However, lately, she is quiet and less engaged. When you assist her with her sweater, you notice multiple small bruises on her forearm. You ask her what happened, but she just shakes her head and says she doesn’t know.
  • What would you do in this situation?
  • Would you be concerned about abuse or brush it off?
  • Would you think she is becoming depressed or that her dementia symptoms are worsening?
  • Would you feel an obligation to report your suspicions?

Whether you suspect abuse or not, you would most likely be picking up on these changes your patient is exhibiting. These changes are concerning for depression and worsening dementia. The unusual bruising is also a red flag. If it is not the result of abuse, then what is causing it? It could be the cause of a serious medical condition or a side effect of medications. This must be reported to an immediate supervisor, as well as the healthcare proxy. It would be important for this patient to be assessed by a medical provider and evaluated for worsening medical conditions or potential abuse. If abuse is suspected, Adult Protective Services would need to be notified.

Remember, it is not up to you to determine if there is a clear case of abuse. It is up to you to recognize concerning changes or red flags, document them, and report them as soon as possible.

Communication Skills

Open and respectful communication protects dependent adults by building trust and allowing them to voice concerns safely. Certified aides must learn to communicate clearly, listen without judgment, and approach sensitive topics with empathy. Training in these skills has been shown to improve confidence and reduce under-reporting of suspected abuse (Simmons et al, 2022).

Imagine This Scenario:
You are a CNA who has just started working in a skilled nursing facility. One of the residents you care for pulls you aside and tells you he’s been mistreated by one of the night shift nurses. He says that morning the nurse forced him to bed and tucked his bed sheet so tight under the mattress he couldn’t move. He is afraid to report the incident because he doesn’t want to cause problems.
  • Think about how you would communicate with this resident.
  • What questions would you ask him?
  • Who would you need to report this conversation to?
  • Would you feel comfortable reporting the conversation?

For some of us, we would decide to address this directly. At the same time, others might want to avoid the situation. You are a new CNA at this facility, and perhaps you don’t want to cause any problems either. This is where communication skills come in handy. It is up to you to communicate the conversation exactly as it was – without assumptions, bias, or guessing. It is important to be direct, clear, and concise. Writing down the information would be an excellent first step. This keeps the information accurate and relays only what the resident said. It also helps you avoid becoming tangled up in “rumors” or “drama”. Reporting the information as soon as possible would be a great second step. The sooner the information is reported, the less likely it is to change and become inaccurate.

Consider this – what if you report the information to your charge nurse, and he doesn’t take it seriously? Are you familiar with the chain of command in your facility? Who would be the next person in leadership to report it to? In many facilities, there is a director of nursing (DON), social worker, or case manager.

Stress Reduction for Caregivers

Caregiver stress is a significant contributor to neglect and abuse. When caregivers experience burnout, fatigue, or emotional exhaustion, the risk of mistreatment and elder abuse increases. Programs that reduce caregiver stress have been shown to improve both caregiver wellbeing and patient safety. Self-care interventions have been shown to reduce depressive symptoms and burden among caregivers (Chou et al, 2025).

Aides should be encouraged to take scheduled breaks, seek peer or supervisory support, and communicate workload concerns promptly. Many institutions now offer services to employees that provide assistance in navigating work-related challenges, burnout, and emotional distress. There are also online and community-based caregiver support groups that can provide additional emotional relief and promote long-term retention of skilled, compassionate caregivers (Yuan et al, 2025).

Resident Empowerment

Empowering dependent adults helps protect them from abuse by reinforcing autonomy, dignity, and participation in their care. Residents who feel heard and respected are more likely to communicate when something is wrong. Institutions that encourage person-centered environments that support privacy, choice, and individualized routines enhance residents’ sense of control (Bae & Kim, 2024).

Aides can support empowerment by encouraging residents to make daily choices, such as choosing meals or picking out clothing for the day. Aides should also respect cultural and spiritual traditions. Organizational policies that explicitly promote autonomy are associated with higher satisfaction and fewer reports of neglect (van Loon et al., 2023).

Education and Training

Ongoing education and training ensure that certified aides and other facility staff remain competent in abuse prevention and reporting requirements. Structured education significantly increases recognition and reporting accuracy among healthcare workers (Wong & Yan, 2024).

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Implicit Bias Statement

CEUFast, Inc. is committed to furthering diversity, equity, and inclusion (DEI). While reflecting on this course content, CEUFast, Inc. would like you to consider your individual perspective and question your own biases. Remember, implicit bias is a form of bias that impacts our practice as healthcare professionals. Implicit bias occurs when we have automatic prejudices, judgments, and/or a general attitude towards a person or a group of people based on associated stereotypes we have formed over time. These automatic thoughts occur without our conscious knowledge and without our intentional desire to discriminate. The concern with implicit bias is that this can impact our actions and decisions with our workplace leadership, colleagues, and even our patients. While it is our universal goal to treat everyone equally, our implicit biases can influence our interactions, assessments, communication, prioritization, and decision-making concerning patients, which can ultimately adversely impact health outcomes. It is important to keep this in mind in order to intentionally work to self-identify our own risk areas where our implicit biases might influence our behaviors. Together, we can cease perpetuating stereotypes and remind each other to remain mindful to help avoid reacting according to biases that are contrary to our conscious beliefs and values.

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